0

Given two (1-)categories $\mathcal{C}, \mathcal{D}$, and given the 0-category (class) of funtors $\mathcal{C} \to \mathcal{D}$, denoted $Func(\mathcal{C} \to \mathcal{D})$, let's say we want to make some choice of (1-)category denoted $[[\mathcal{C}, \mathcal{D}]]$ such that $Ob([[\mathcal{C}, \mathcal{D}]]) = Func(\mathcal{C} \to \mathcal{D})$.

Usually we choose $[[\mathcal{C}, \mathcal{D}]]$ such that $Mor([[\mathcal{C}, \mathcal{D}]])$ are natural transformations. But imagine we're from a universe where no one has discovered the concept of natural transformation, and so we start only with the definitions of category and functor.

To reflect the structure of $Ob([[\mathcal{C}, \mathcal{D}]]) = Func(\mathcal{C} \to \mathcal{D})$, whose elements act on both objects and morphisms of $\mathcal{C}$, we can ask that for every $\eta \in Mor([[\mathcal{C}, \mathcal{D}]])$, with $\eta: F \to G$ for some functors $F, G \in Func(\mathcal{C} \to \mathcal{D})$, one has that $\eta$ sends every object (0-morphism) $c$ of $\mathcal{C}$ to a (1-)morphism $h:F(c) \to G(c)$, $h \in Mor(\mathcal{D})$ and every (1-)morphism $f: X \to Y$ of $\mathcal{C}$ to a morphism of morphisms ("2-morphism") $F(f) \to G(f)$, and to do so functorially.

So to get a choice of $Mor([[\mathcal{C}, \mathcal{D}]])$, we choose some category $Arr(\mathcal{D})$ ("arrows of $\mathcal{D}$") such that $Ob(Arr(\mathcal{D})) = Mor(\mathcal{D})$, and then choose elements of $Mor([[\mathcal{C}, \mathcal{D}]])$ to be functors $\mathcal{C} \to Arr(\mathcal{D})$ satisfying the above consistency conditions.

In other words, if we accept the above requirement, then to make some choice of definition for a "functor category" $[[\mathcal{C}, \mathcal{D}]]$, it suffices to make a choice of definition of "category whose objects are morphisms in $\mathcal{D}$".

Question: What is so special about the standard choice of $Arr(\mathcal{D})$, where the morphisms (of morphisms) are commutative squares in $\mathcal{D}$?

Can we explain the "specialness" without invoking natural transformations? (To avoid circular justification, because we are trying to use this choice to justify the choice of natural transformations as morphisms between functors.)

The choice of commutative squares as "morphisms of morphisms in $\mathcal{D}$" leads to (in the manner described above) the standard definition of functor category whose morphisms are natural transformations.

Note that the objects of $Arr(\mathcal{D})$ can be identified with functors $\mathbb{2} \to \mathcal{D}$ (where $\mathbb{2}$ denotes the "walking arrow category". So an answer to this question that would not be accepted is, "the morphisms of 'the' functor category $[[\mathbb{2}, \mathcal{D}]]$ work out to be commutative squares", because that answer a priori assumes that the morphisms we should choose for $[[\mathbb{2}, \mathcal{D}]]$ are natural transformations.

On the plus side, the above argument shows that a converse construction also holds, i.e. that to make a choice of definition of "category whose objects are morphisms in $\mathcal{D}$", it suffices to make a choice of definition of functor category $[[\mathcal{C}, \mathcal{D}]]$ for arbitrary $\mathcal{C}$ (and in particular $\mathcal{C} = \mathbb{2}$).

Note: For example, if we choose the morphisms of $Arr(\mathcal{D})$/$[[\mathbb{2}, \mathcal{D}]]$ to be invertible commutative squares, we get natural isomorphisms (as opposed to arbitrary natural transformations) as our morphisms of functors (and a groupoidal version of standard functor categories). Similarly, if we choose the morphisms of $Arr(\mathcal{D})$/$[[\mathbb{2}, \mathcal{D}]]$ to be the dual of the standard choice, then we should get (I think) contravariant natural transformations. So the standard choice is not the only consistent choice.

This question is long, so I've put my two guesses so far (defining whiskerings, making $Cat$ Cartesian closed) as a community wiki "answer" below. Related questions: (1) (2) (3) (4) (5)

  • 1
    The terminology "2-morphism" is not correct here, so I would advise against it. The set-up here has a small issue: if you want to describe morphisms as functors $\mathcal{C}\rightarrow Arr(\mathcal{D})$, then on objects $c$ gets sent to $h_c\colon F(c)\rightarrow G(c)$ and, thus, given a morphism $f\colon c\rightarrow d$ in $\mathcal{C}$, we have that $f$ gets mapped to a "morphism of morphisms" $h_c\rightarrow h_d$ rather than $F(f)\rightarrow G(f)$. Thus, for something like your "consistency condition" to hold, the morphism has to be given by $(F(f),G(f))$ in some sense. – Thorgott Feb 18 '24 at 00:27
  • @Thorgott I'm glad you pointed that out -- I realized it a day after making the post and wasn't sure whether I was going to have make major edits. Probably using a double category gets around that problem then, right? I.e. given the "morphism of morphism" (2-cell) from $h_c \to h_d$, require that its transpose cell must be $F(f) \to G(f)$. The definition of double category, as a category internal to $Cat$, also solves the problem of the "morphism structure" of $D$ not necessarily being "functorially reflected" inside of $Arr(D)$, and the definition is given entirely in terms of functors too. – hasManyStupidQuestions Feb 22 '24 at 22:49
  • If one accepts those additional "principles" (that both of the above are issues, and that both are "optimally" or "parsimoniously" resolved by requiring $Arr(D)$ to be a "double category over $D$"), then I guess my question could be rephrased as: "Does the double category of commutative squares $CommSq(D)$ have any "universal properties" as a "double category over $D$"? Intuitively it seems like $CommSq(D)$ might be some sort of "(double) initial object" for such "double categories over $D$", but if that's true it seems like it would be a standard result with a reference. – hasManyStupidQuestions Feb 22 '24 at 22:53
  • 1
    I'm not familiar enough with double categories off the top of my head (e.g. I'm not sure what the right formalism for a "double category over $D$" should be), but that sounds like a much more concrete question, which I think is reasonable. – Thorgott Feb 23 '24 at 19:15
  • @Thorgott I agree, I posted a follow-up question along those lines as a result: https://math.stackexchange.com/questions/4870033/are-commutative-squares-in-some-sense-universal-among-edge-symmetric-double-ca/4870034#4870034 – hasManyStupidQuestions Feb 24 '24 at 22:39

1 Answers1

0

Guess 1: We need the morphisms of $Arr(\mathcal{D})$/$[[\mathbb{2}, \mathcal{D}]]$ to in some way be "expressible" in terms of the objects, so that we can define "whiskerings". (Compositions of "1-morphisms" with "2-morphisms" to create new "2-morphisms".)

Commutative squares obviously allow this. But are they a necessary choice for this purpose?

Also this is somewhat unsatisfying because apparently whiskerings can be used to axiomatize strict 2-categories, which were defined to describe the properties satisfied by natural transformations.

So the justification in terms of whiskerings seems to roughly reduce to "we should choose natural transformations because we want to use them to define whiskerings because we want to use them to define natural transformations", i.e. it seems circular.

On the other hand, if there is really some other reason to believe (ideally defined solely in terms of functors and 1-categories) why the conventional whiskering properties in the definition of strict 2-category are important / reasonable properties to demand of a definition of "2-morphism", regardless of whether that definition of "2-morphism" eventually leads to the definition of "natural transformation" or not, then maybe the justification isn't circular. It's not clear that any exists however.

Saying that the whiskering properties are necessary to get a category "enriched over $Cat$" isn't an acceptable answer, because enrichment is defined in terms of monoidal categories, and monoidal categories are defined in terms of natural transformations. (Although seemingly we can avoid this by considering only strict monoidal categories?)

Guess 2: We want the standard definition of $Arr(D)$ because the resulting definition of functor category makes the category of (small) categories into a Cartesian closed category. (Cf. the answers to these two related questions, here and here.)

Are commutative squares only sufficient for that purpose? Or are they necessary?

Also, what if we are happy to work with categories (like topological or measurable spaces) that aren't Cartesian closed? Then why should we care whether the category of small categories of Cartesian closed? Would it still make sense for natural transformations to be considered a more fundamental notion than other choices of morphism for functor categories?

Using the subset notation for potentially proper classes, I argued above why we might choose definitions such that $Mor([[\mathcal{C}, \mathcal{D}]]) \subseteq Ob([[\mathcal{C}, Arr(\mathcal{D}]]) \cong_{0-Cat} Ob([[\mathcal{C}, [[\mathbb{2}, \mathcal{D} ]] ]])$.

Making the same identification of morphisms with functors from $\mathbb{2}$ that we made when identifying $Arr(\mathcal{D})$ with (or defining as) $[[\mathbb{2}, \mathcal{D} ]]$, we also have $Mor([[\mathcal{C}, \mathcal{D}]] \cong_{0-Cat} Ob([[\mathbb{2}, [[\mathcal{C}, \mathcal{D}]] ]])$.

So we are always identifying (as 0-categories / classes, i.e. via bijections) $Ob([[\mathbb{2}, [[\mathcal{C}, \mathcal{D}]] ]])$ with some subclass of $Ob([[\mathcal{C}, [[\mathbb{2}, \mathcal{D} ]]]]$, regardless of how we choose to define morphisms of functor categories.

Then perhaps for reasons of aesthetics / parsimony / "beauty" we might want to focus on definitions of morphism categories which would additionally allow an equivalence in terms of 1-category structure (i.e. via invertible functors), and that this would be largely the same as being Cartesian closed, and achieved by the standard definitions in terms of commutative squares / natural transformations. But this still doesn't resolve the issue of uniqueness.

  • 1
    Re: Guess 2: You wanna make the Hom-set in the category of (small) categories itself into a (small) category, so you're looking for a self-enrichment of this category. The best self-enrichments are those coming from closed monoidal structures (see internal Hom) and the easiest monoidal structure is the Cartesian one. Also, yes, the categorical structure on the set of functors that makes it into a Cartesian-closed internal Hom is unique (up to natural isomorphism). – Thorgott Feb 18 '24 at 00:38
  • 1
    A "homotopical" perspective is that the category $2$ together with the two inclusions of the terminal category is like an "interval" with its two endpoint, so a (not necessarily invertible) "homotopy" between $F$ and $G$ should be a functor $\mathcal{C}\times 2\rightarrow\mathcal{D}$ that restricts to $F$ and $G$ along the respective inclusions of $\mathcal{C}$. If you unwind this, you end up (necessarily) precisely with the usual definition of natural transformation ("homotopy") that makes the adjunction work. – Thorgott Feb 18 '24 at 00:40
  • @Thorgott That's interesting, I realized that requiring functors "$C \to Arr(D)$" (not well-defined to extent $Arr(D)$ is left not well-defined) to be "the same" as functors $C \times 2 \to D$ basically forces (something like) Cartesian closedness, but not that functors $C \times 2 \to D$ themselves are motivated by analogies of "interval" $2$ with $[0,1]$ and continuous maps $X \times [0,1] \to Y$ (X, Y topological spaces) with functors $C \times 2 \to D$. As an aside, I'm concerned about monoidal enrichment and Cartesian-closedness both being "natural transformations in sheep's clothing". – hasManyStupidQuestions Feb 22 '24 at 22:38
  • 1
    I ultimately don't find the "sheep's clothing" concern particularly valid. It is perfectly fine for a definition to contextualize itself post hoc, especially when contextualization like this already requires some amount of structure. Category Theory is not something to be developed in a vacuum imo, so the notion of naturality is really informed by the countless of examples that preceded it. In an abstract vacuum, I don't see a reason to believe in a motivation that is neither post hoc or just saying "it's the simplest thing you can write down". – Thorgott Feb 23 '24 at 19:20